• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN A SMIT
SMIT A JOHN A
CRD#: 5972989
IA
Investment Adviser
B
Broker
JEFFERIES INVESTMENT ADVISERS LLCCRD#: 325421 1450 Brickell Avenue
Suite 1710
Miami, FL 33131
JEFFERIES LLCCRD#: 2347 South Miami, FL
Registration History
20122014201620182020202220242026IAJEFFERIES INVESTMENT ADVISERS LLC (CRD# 325421)2023 - Present (1 year)BJEFFERIES LLC (CRD# 2347)2015 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2011 - 2015 (3 years)IALEUCADIA ASSET MANAGEMENT LLC (CRD# 121767)2015 - 2023 (8 years)IAMORGAN STANLEY (CRD# 149777)2012 - 2015 (3 years)
License(s)

State Registrations

B
Alabama 7/31/2015

B
Montana 2/12/2019

B
Alaska 2/12/2019

B
Nebraska 2/12/2019

B
Arizona 7/31/2015

B
Nevada 2/12/2019

B
Arkansas 2/12/2019

B
New Hampshire 2/12/2019

B
California 7/31/2015

B
New Jersey 7/31/2015

B
Colorado 7/31/2015

B
New Mexico 2/12/2019

B
Connecticut 7/31/2015

B
New York 7/31/2015

B
Delaware 7/31/2015

B
North Carolina 2/12/2019

B
District of Columbia 2/12/2019

B
North Dakota 2/12/2019

B
Florida 7/31/2015

B
Ohio 2/12/2019

IA
Florida 6/6/2023

B
Oklahoma 2/12/2019

B
Georgia 2/12/2019

B
Oregon 2/14/2019

B
Hawaii 2/12/2019

B
Pennsylvania 2/12/2019

B
Idaho 2/12/2019

B
Puerto Rico 7/31/2015

B
Illinois 2/12/2019

B
Rhode Island 2/12/2019

B
Indiana 2/12/2019

B
South Carolina 2/12/2019

B
Iowa 2/12/2019

B
South Dakota 2/12/2019

B
Kansas 2/12/2019

B
Tennessee 2/12/2019

B
Kentucky 2/12/2019

B
Texas 2/12/2019

B
Louisiana 2/12/2019

B
Utah 2/12/2019

B
Maine 2/12/2019

B
Vermont 2/12/2019

B
Maryland 2/12/2019

B
Virgin Islands 7/30/2024

B
Massachusetts 2/12/2019

B
Virginia 2/12/2019

B
Michigan 2/12/2019

B
Washington 2/12/2019

B
Minnesota 2/12/2019

B
West Virginia 2/12/2019

B
Mississippi 2/12/2019

B
Wisconsin 2/12/2019

B
Missouri 2/12/2019

B
Wyoming 2/12/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JEFFERIES INVESTMENT ADVISERS LLC (CRD#:325421)
1450 Brickell Avenue Suite 1710, Miami, FL 33131
Registered with this firm since 6/6/2023

B
JEFFERIES LLC (CRD#:2347)
South Miami, FL
Registered with this firm since 7/31/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/14/2015 - 08/14/2023 LEUCADIA ASSET MANAGEMENT LLC (CRD#:121767) MIAMI, FL
IA
02/23/2012 - 08/07/2015 MORGAN STANLEY (CRD#:149777) MIAMI, FL
B
12/08/2011 - 08/07/2015 MORGAN STANLEY (CRD#:149777) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.