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Detailed Report
ABE CASTELLON
Abraham Castellon
CRD#: 5971402
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 444 H ST
CHULA VISTA, CA 91910
Registration History
201220142016201820202022202420262 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BEDWARD JONES (CRD# 250)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Arizona 11/2/2022
B
Nevada 11/2/2022
B
California 11/2/2022
B
Oklahoma 11/1/2023
IA
California 11/2/2022
B
Oregon 11/2/2022
B
Florida 11/25/2022
B
Texas 11/1/2023
B
Illinois 11/19/2024
B
Virginia 2/5/2025
B
Maryland 11/1/2023
B
Washington 11/2/2022
B
Nebraska 3/13/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
444 H ST, CHULA VISTA, CA 91910
826 3RD AVE, CHULA VISTA, CA 91911
Registered with this firm since 11/2/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
444 H ST, CHULA VISTA, CA 91910
826 3RD AVE, CHULA VISTA, CA 91911
Registered with this firm since 11/2/2022
Previous Registration(s)
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IA
 11/10/2020 - 11/16/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) San Diego, CA
B
 11/10/2020 - 11/16/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SAN DIEGO, CA
IA
 05/09/2019 - 11/16/2020 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
 05/08/2019 - 11/16/2020 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
IA
 01/11/2012 - 05/10/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHULA VISTA, CA
B
 01/11/2012 - 05/10/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHULA VISTA, CA
B
 09/30/2011 - 11/29/2011 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.