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SHAUN N WESTPHAL
CRD#: 5970535
IA
Investment Adviser
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Previous Broker
HIGH NOTE WEALTH, LLCCRD#: 305768 18258 MINNETONKA BOULEVARD
SUITE 200
DEEPHAVEN, MN 55391-3359
Registration History
20122014201620182020202220242026IAHIGH NOTE WEALTH, LLC (CRD# 305768)2023 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2011 - 2019 (8 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2011 - 2018 (7 years)
License(s)

State Registrations

IA
Minnesota 4/11/2023

Current Registration(s)
IA
HIGH NOTE WEALTH, LLC (CRD#:305768)
18258 MINNETONKA BOULEVARD SUITE 200, DEEPHAVEN, MN 55391-3359
Registered with this firm since 4/11/2023

Previous Registration(s)
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09/23/2011 - 11/21/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Deephaven, MN
IA
11/15/2011 - 12/31/2018 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) Deephaven, MN
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Broker
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Investment Adviser
Disclosures
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