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CAROL ANN DONAHUE
CAROL TUCKER
CRD#: 5969905
IA
B
THE WEALTH CONSULTING GROUPCRD#: 173194 7676 Hazard Center Drive Suite 1050
San Diego, CA 92108
San Diego, CA 92108
LPL FINANCIAL LLCCRD#: 6413 7676 HAZARD CENTER DR STE 1050
SAN DIEGO, CA 92108
SAN DIEGO, CA 92108
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Arizona 4/6/2020
B
New Hampshire 3/10/2020
B
California 7/16/2018
B
North Carolina 1/10/2020
IA
California 7/18/2018
B
Pennsylvania 9/1/2021
B
Colorado 7/9/2019
B
Texas 2/26/2020
B
Idaho 12/9/2022
IA
Texas 4/14/2022
B
Kentucky 4/9/2020
B
Utah 11/14/2024
B
Montana 8/9/2024
B
Washington 10/23/2019
B
Nevada 3/16/2020
B
Wisconsin 9/25/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 7/18/2018
B
Registered with this firm since 7/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/29/2016 - 07/06/2018 | La Mesa, CA | |
B | 08/26/2016 - 07/06/2018 | La Mesa, CA | |
B | 04/26/2014 - 09/08/2016 | SAN DIEGO, CA | |
IA | 08/17/2015 - 08/24/2016 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.