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Detailed Report
SPENCER HONG TAI DUNG
SPENCER H. T. DUNG, Spencer Dung
CRD#: 5968623
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 500 ALA MOANA BLVD
SUITE 3-400
HONOLULU, HI 96813
Registration History
201220142016201820202022202420262 FIRMS2018 - Present (6 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2012 - 2018 (6 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2015 - 2018 (2 years)
License(s)

State Registrations

B
Arizona 7/10/2018
IA
Minnesota 8/4/2020
IA
Arizona 7/10/2018
B
Nevada 7/19/2018
B
California 6/29/2018
IA
Nevada 7/30/2018
IA
California 6/29/2018
B
New Hampshire 12/4/2024
B
Colorado 9/15/2020
IA
New Hampshire 12/4/2024
IA
Colorado 9/15/2020
B
New York 3/6/2019
B
Florida 7/19/2018
IA
New York 4/10/2021
IA
Florida 7/20/2018
B
Oregon 2/25/2021
B
Georgia 4/14/2023
IA
Oregon 2/25/2021
IA
Georgia 4/17/2023
B
Pennsylvania 7/10/2018
B
Hawaii 6/29/2018
IA
Pennsylvania 7/11/2018
IA
Hawaii 6/29/2018
B
South Carolina 10/28/2021
B
Idaho 7/6/2021
IA
South Carolina 10/28/2021
IA
Idaho 7/6/2021
B
Texas 7/10/2018
B
Kentucky 7/13/2022
IA
Texas 7/10/2018
IA
Kentucky 7/13/2022
B
Utah 5/22/2020
B
Massachusetts 11/14/2019
IA
Utah 5/26/2020
IA
Massachusetts 11/21/2019
B
Virginia 12/13/2021
B
Michigan 1/5/2024
IA
Virginia 12/13/2021
IA
Michigan 1/5/2024
B
Washington 7/10/2018
B
Minnesota 7/31/2020
IA
Washington 7/10/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
500 ALA MOANA BLVD SUITE 3-400, HONOLULU, HI 96813
Registered with this firm since 6/29/2018
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
500 ALA MOANA BLVD SUITE 3-400, HONOLULU, HI 96813
Registered with this firm since 6/29/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/26/2015 - 07/03/2018 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) SAN DIEGO, CA
B
 03/26/2012 - 07/03/2018 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.