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OMAR C RICHARDSON
OMAR CHARLES RICHARDSON
CRD#: 5967718
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 Austin, TX
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - 2021 (10 years)
License(s)

State Registrations

B
Arkansas 2/2/2022

IA
Texas 6/17/2022

B
Massachusetts 11/4/2024

B
Utah 2/2/2022

B
Texas 2/2/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
Austin, TX
111 CONGRESS AVE 3RD FL, AUSTIN, TX 78701
Registered with this firm since 6/17/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
Austin, TX
111 CONGRESS AVE 3RD FL, AUSTIN, TX 78701
Registered with this firm since 2/2/2022

Previous Registration(s)
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B
12/07/2011 - 12/08/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Austin, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.