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Detailed Report
DARON EDWARD ESTRADA
CRD#: 5967709
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 19020 33rd Ave West
Suite 100
Lynnwood, WA 98036-4746
Registration History
20122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - Present (11 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - Present (13 years)
License(s)

State Registrations

B
California 12/12/2011
B
Montana 11/2/2022
B
Colorado 3/26/2024
B
Nebraska 6/25/2024
B
Hawaii 3/11/2024
B
New York 6/25/2024
B
Idaho 1/9/2012
B
Oregon 1/9/2012
IA
Idaho 12/17/2013
B
South Carolina 10/9/2018
B
Illinois 11/13/2019
B
Texas 3/28/2019
B
Maine 6/25/2024
B
Washington 7/21/2015
B
Massachusetts 6/25/2024
IA
Washington 7/21/2015

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
19020 33rd Ave West Suite 100, Lynnwood, WA 98036-4746
Registered with this firm since 12/17/2013
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
19020 33rd Ave West Suite 100, Lynnwood, WA 98036-4746
Registered with this firm since 12/7/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.