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SCOTT GREGORY JOWER
CRD#: 5966969
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 400 S. EL CAMINO REAL
SUITE 900
SAN MATEO, CA 94402
Registration History
20122014201620182020202220242 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
California 12/16/2011

B
Nevada 2/6/2024

IA
California 12/16/2011

B
Utah 4/10/2024

B
Florida 3/23/2017

B
Washington 7/11/2019

B
Massachusetts 3/15/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 S. EL CAMINO REAL SUITE 900, SAN MATEO, CA 94402
Registered with this firm since 12/16/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 S. EL CAMINO REAL SUITE 900, SAN MATEO, CA 94402
Registered with this firm since 10/7/2011

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.