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Detailed Report
ASHLEIGH NICOLE MCKIMMIE
CRD#: 5964089
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 31
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 ATLANTA, GA
Registration History
20122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - Present (10 years)BE*TRADE SECURITIES LLC (CRD# 29106)2011 - 2013 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)
License(s)

State Registrations

B
Alabama 4/28/2014
B
Michigan 4/21/2015
B
Arizona 6/10/2015
B
Mississippi 4/21/2015
B
Arkansas 4/21/2015
B
Missouri 1/26/2017
B
California 8/19/2014
B
New Hampshire 4/21/2015
B
Colorado 4/21/2015
B
New Jersey 4/21/2015
B
Connecticut 4/21/2015
B
New York 8/19/2014
B
Florida 4/28/2014
B
North Carolina 4/28/2014
B
Georgia 4/28/2014
B
Ohio 4/21/2015
IA
Georgia 9/20/2016
B
Oregon 4/21/2015
B
Indiana 4/2/2015
B
South Carolina 4/2/2015
B
Iowa 9/6/2016
B
Tennessee 4/28/2014
B
Kansas 9/6/2016
B
Texas 4/2/2015
B
Kentucky 9/6/2016
B
Virginia 4/21/2015
B
Louisiana 4/21/2015
B
Washington 8/7/2014
B
Maryland 7/15/2015
B
West Virginia 9/6/2016
B
Massachusetts 12/12/2024
B
Wisconsin 4/21/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 31, ATLANTA, GA 30308
Registered with this firm since 9/20/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
ATLANTA, GA
303 PEACHTREE ST, NE FL 31, ATLANTA, GA 30308
Registered with this firm since 4/28/2014
Previous Registration(s)
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IA
 08/05/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 10/03/2011 - 11/22/2013 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.