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MICHAEL OTTO HINTZ
CRD#: 5964035
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 11800 AMBERPARK DRIVE
SUITE 140
ALPHARETTA, GA 30009-2269
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 11800 AMBERPARK DRIVE
SUITE 140
ALPHARETTA, GA 30009
Registration History
201220142016201820202022202420262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2011 - 2023 (12 years)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2013 - 2023 (10 years)
License(s)

State Registrations

B
Alabama 3/7/2024

B
North Carolina 3/7/2024

B
Florida 3/7/2024

B
Ohio 3/8/2024

B
Georgia 3/7/2024

B
South Carolina 3/7/2024

IA
Georgia 3/21/2024

B
Tennessee 3/7/2024

B
Illinois 7/19/2024

B
Texas 3/7/2024

B
Massachusetts 6/14/2024

IA
Texas 3/19/2024

B
New Jersey 11/19/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
11800 AMBERPARK DRIVE SUITE 140, ALPHARETTA, GA 30009-2269
Registered with this firm since 3/19/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
11800 AMBERPARK DRIVE SUITE 140, ALPHARETTA, GA 30009
ALPHARETTA, GA
Registered with this firm since 3/7/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/05/2023 - 02/01/2024 MORGAN STANLEY (CRD#:149777) Alpharetta, GA
B
01/18/2023 - 02/01/2024 MORGAN STANLEY (CRD#:149777) Alpharetta, GA
IA
08/13/2013 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Atlanta, GA
B
09/02/2011 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) Atlanta, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.