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SUSAN E MAZZETTI
SUSAN ELAINE ENGLISH
CRD#: 5963584
IA
B
SANCTUARY ADVISORS, LLCCRD#: 226606 345 Hartz Ave.
Danville, CA 94526
Danville, CA 94526
SANCTUARY SECURITIES, INC.CRD#: 205 345 Hartz Ave.
Danville, CA 94526
Danville, CA 94526
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Disclosures
13
Years of Experience
View By:
State Registrations
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Arizona 4/30/2021
B
Minnesota 4/30/2021
B
California 4/30/2021
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Nevada 4/30/2021
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California 4/30/2021
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New Mexico 4/30/2021
B
Colorado 4/30/2021
B
New York 4/30/2021
B
Connecticut 4/30/2021
B
North Carolina 4/30/2021
B
District of Columbia 4/30/2021
B
Ohio 4/30/2021
B
Florida 4/30/2021
B
Oregon 4/30/2021
B
Georgia 9/16/2022
B
Pennsylvania 4/30/2021
B
Hawaii 4/30/2021
B
Rhode Island 4/30/2021
B
Idaho 3/31/2022
B
Tennessee 1/4/2022
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Illinois 11/29/2022
B
Texas 4/30/2021
B
Indiana 11/17/2021
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Texas 4/30/2021
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Kentucky 12/8/2023
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Utah 6/2/2022
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Louisiana 11/18/2024
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Washington 4/30/2021
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Maryland 4/30/2021
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Wisconsin 11/18/2024
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Massachusetts 4/30/2021
SRO Registrations
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Registered with this firm since 4/30/2021
IA
Registered with this firm since 4/30/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/17/2011 - 05/03/2021 | WALNUT CREEK, CA | |
B | 09/19/2011 - 05/03/2021 | WALNUT CREEK, CA |
WALNUT CREEK, CA
10/17/2011 - 05/03/2021
WALNUT CREEK, CA
09/19/2011 - 05/03/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.