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BENJAMIN W ALBAITIS
BENJAMIN WILLIAM ALBAITIS
CRD#: 5963530
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arkansas 3/13/2014

B
North Carolina 5/22/2019

B
California 6/5/2017

B
Ohio 2/1/2016

B
Colorado 6/3/2019

IA
Ohio 5/10/2022

B
Delaware 11/26/2024

B
Oklahoma 3/13/2014

B
Florida 5/9/2019

B
Oregon 7/17/2019

B
Illinois 6/3/2019

B
Pennsylvania 5/28/2020

B
Indiana 9/15/2020

B
Tennessee 1/11/2021

B
Kansas 6/3/2019

B
Texas 3/13/2014

B
Louisiana 6/3/2019

IA
Texas 3/13/2014

B
Massachusetts 10/26/2022

B
Utah 4/20/2022

B
Minnesota 8/16/2022

B
Virginia 6/3/2019

B
Mississippi 5/22/2023

B
Wisconsin 7/11/2023

B
Missouri 7/16/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 3/13/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 3/13/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/09/2013 - 01/14/2014 EDWARD JONES (CRD#:250) HOUSTON, TX
B
06/24/2013 - 01/14/2014 EDWARD JONES (CRD#:250) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.