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Monique Shandale Eatman
MONIQUE S EATMAN, MONIQUE EATMAN, MONIQUE SHANDALE ROY
CRD#: 5963391
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 200 Central Avenue
24th Floor
ST. PETERSBURG, FL 33701
24th Floor
ST. PETERSBURG, FL 33701
0
Disclosures
9
Years of Experience
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State Registrations
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Florida 9/18/2020
B
Ohio 7/29/2022
IA
Florida 9/21/2020
B
Rhode Island 2/14/2022
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 9/21/2020
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Registered with this firm since 9/18/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2015 - 11/14/2018 | SAINT PETERSBURG, FL | |
B | 05/28/2014 - 11/14/2018 | SAINT PETERSBURG, FL | |
B | 04/27/2012 - 09/04/2012 | SAINT PETERSBURG, FL |
SAINT PETERSBURG, FL
01/02/2015 - 11/14/2018
SAINT PETERSBURG, FL
05/28/2014 - 11/14/2018
SAINT PETERSBURG, FL
04/27/2012 - 09/04/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.