Individual Firm
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JEREMY PAUL DORAN
CRD#: 5962488
IA
B
THE PATRIOT FINANCIAL GROUP, LLCCRD#: 172470 1350 Division Rd
Suite 200
West Warwick, RI 02893
Suite 200
West Warwick, RI 02893
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 1350 DIVISION RD
STE 200
WEST WARWICK, RI 02893
STE 200
WEST WARWICK, RI 02893
0
Disclosures
13
Years of Experience
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State Registrations
B
Florida 1/10/2023
B
Rhode Island 12/22/2022
B
Massachusetts 12/16/2022
B
Vermont 12/16/2022
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Rhode Island 9/9/2014
B
Virginia 12/16/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 9/9/2014
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Registered with this firm since 12/16/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/29/2018 - 12/15/2022 | WEST WARWICK, RI | |
B | 11/15/2012 - 07/05/2018 | WARWICK, RI | |
IA | 11/20/2012 - 10/20/2015 | WARWICK, RI | |
IA | 08/25/2011 - 08/16/2012 | PROVIDENCE, RI | |
B | 08/08/2011 - 08/16/2012 | PROVIDENCE, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.