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SERENA MONET CRUZ
SERENA MONET SHAW
CRD#: 5961695
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
HOUSTON, TX 77019
Registration History
20122014201620182020202220242026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2021 - Present (3 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 4/1/2016

B
Montana 4/1/2016

B
Alaska 4/1/2016

B
Nebraska 4/1/2016

B
Arizona 4/1/2016

B
Nevada 4/1/2016

B
Arkansas 4/1/2016

B
New Hampshire 4/1/2016

B
California 4/1/2016

B
New Jersey 4/1/2016

B
Colorado 4/1/2016

B
New Mexico 4/1/2016

B
Connecticut 4/1/2016

B
New York 4/1/2016

B
Delaware 4/1/2016

B
North Carolina 4/2/2016

B
District of Columbia 4/1/2016

B
North Dakota 4/1/2016

B
Florida 4/1/2016

B
Ohio 4/1/2016

B
Georgia 4/1/2016

B
Oklahoma 4/1/2016

B
Hawaii 4/1/2016

B
Oregon 4/1/2016

B
Idaho 4/1/2016

B
Pennsylvania 4/1/2016

B
Illinois 4/1/2016

B
Rhode Island 4/1/2016

B
Indiana 4/1/2016

B
South Carolina 4/1/2016

B
Iowa 4/1/2016

B
South Dakota 4/1/2016

B
Kansas 4/1/2016

B
Tennessee 4/1/2016

B
Kentucky 4/1/2016

B
Texas 11/16/2012

B
Louisiana 4/1/2016

IA
Texas 7/10/2021

B
Maine 4/1/2016

B
Utah 4/1/2016

B
Maryland 4/1/2016

B
Vermont 4/1/2016

B
Massachusetts 4/1/2016

B
Virginia 4/1/2016

B
Michigan 4/1/2016

B
Washington 4/1/2016

B
Minnesota 4/1/2016

B
West Virginia 4/1/2016

B
Mississippi 4/1/2016

B
Wisconsin 4/1/2016

B
Missouri 4/1/2016

B
Wyoming 4/1/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 7/10/2021

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 11/16/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.