Individual Firm
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KATHERINE ELEANOR MOONEY
CRD#: 5961053
IA
B
EDWARD JONESCRD#: 250 Chesterfield, MO
0
Disclosures
13
Years of Experience
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State Registrations
B
Missouri 9/20/2021
IA
Missouri 9/20/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/20/2021
B
Registered with this firm since 9/20/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2012 - 09/20/2021 | ST. LOUIS, MO | |
B | 11/04/2011 - 09/20/2021 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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