Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
FRANK THOMAS LEPORE
CRD#: 5960958
IA
Investment Adviser
LEPORE FINANCIAL SERVICES LLCCRD#: 156530 275 DRUM POINT ROAD
BRICK, NJ 08723
Registration History
20122014201620182020202220242026IALEPORE FINANCIAL SERVICES LLC (CRD# 156530)2011 - Present (13 years)
License(s)

State Registrations

IA
New Jersey 7/28/2011
Current Registration(s)
IA
LEPORE FINANCIAL SERVICES LLC (CRD#:156530)
275 DRUM POINT ROAD, BRICK, NJ 08723
Registered with this firm since 7/28/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.