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Detailed Report
SARAH RUTHERFORD
SARAH B LILE, SARAH BETH LILE, Sarah Lile
CRD#: 5960005
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 10 HUDSON YARDS
NEW YORK, NY 10001
Registration History
201220142016201820202022202420262 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (3 years)
Disclosure(s)
View By:
9/21/2018
Financial
Final
2/11/2016
Financial
Final
10/5/2012
Judgment / Lien
License(s)

State Registrations

IA
Maryland 1/27/2022
B
Maryland 1/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
10 HUDSON YARDS, NEW YORK, NY 10001
Millersville, MD
Registered with this firm since 1/27/2022
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
10 HUDSON YARDS, NEW YORK, NY 10001
Millersville, MD
Registered with this firm since 1/27/2022
Previous Registration(s)
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IA
 11/20/2019 - 01/03/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HUNT VALLEY, MD
B
 08/30/2019 - 01/03/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HUNT VALLEY, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.