Individual Firm
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ROYAN RAMKISSOON
CRD#: 5959897
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
65 Main Street
Hastings On Hudson, NY 10706
65 Main Street
Hastings On Hudson, NY 10706
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Disclosures
13
Years of Experience
View By:
State Registrations
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Connecticut 11/21/2016
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New York 11/18/2015
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Florida 8/29/2016
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New York 8/17/2021
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Georgia 12/2/2016
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North Carolina 5/9/2017
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New Jersey 11/18/2015
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South Carolina 1/25/2017
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New Jersey 11/20/2015
SRO Registrations
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Registered with this firm since 11/20/2015
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Registered with this firm since 11/18/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/28/2015 - 11/17/2015 | SEATTLE, WA | |
B | 01/02/2015 - 11/17/2015 | BRONX,, NY | |
IA | 12/13/2013 - 01/28/2015 | MELVILLE, NY | |
B | 11/27/2012 - 01/02/2015 | WHITESTONE, NY | |
B | 11/05/2011 - 09/07/2012 | NEW YORK, NY |
MELVILLE, NY
12/13/2013 - 01/28/2015
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.