• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Joshua Mark Finkelstein
JOSHUA MARK FINKELSTEIN, JOSHUA FINKELSTEIN
CRD#: 5959666
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2029 Century Park E
Floor 39
Los Angeles, CA 90067
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 8/9/2021

B
Nebraska 8/9/2021

B
Alaska 8/9/2021

B
Nevada 8/9/2021

B
Arizona 8/9/2021

B
New Hampshire 8/9/2021

B
Arkansas 8/9/2021

B
New Jersey 8/9/2021

B
California 8/9/2021

B
New Mexico 8/9/2021

IA
California 8/9/2021

B
New York 8/9/2021

B
Colorado 8/9/2021

B
North Carolina 8/9/2021

B
Connecticut 8/9/2021

B
North Dakota 8/9/2021

B
Delaware 8/9/2021

B
Ohio 8/10/2021

B
District of Columbia 8/9/2021

B
Oklahoma 8/9/2021

B
Florida 8/9/2021

B
Oregon 8/9/2021

B
Georgia 8/9/2021

B
Pennsylvania 8/9/2021

B
Hawaii 8/9/2021

B
Puerto Rico 8/9/2021

B
Idaho 8/9/2021

B
Rhode Island 8/9/2021

B
Illinois 8/9/2021

B
South Carolina 8/9/2021

B
Indiana 8/9/2021

B
South Dakota 8/9/2021

B
Iowa 8/9/2021

B
Tennessee 8/9/2021

B
Kansas 8/9/2021

B
Texas 8/9/2021

B
Kentucky 8/9/2021

IA
Texas 11/21/2022

B
Louisiana 8/9/2021

B
Utah 8/9/2021

B
Maine 8/9/2021

B
Vermont 8/9/2021

B
Maryland 8/9/2021

B
Virgin Islands 8/9/2021

B
Massachusetts 8/9/2021

B
Virginia 8/9/2021

B
Michigan 8/9/2021

B
Washington 8/9/2021

B
Minnesota 8/9/2021

B
West Virginia 8/9/2021

B
Mississippi 8/9/2021

B
Wisconsin 8/9/2021

B
Missouri 8/9/2021

B
Wyoming 8/9/2021

B
Montana 8/9/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2029 Century Park E Floor 39, Los Angeles, CA 90067
Registered with this firm since 8/9/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2029 Century Park E Floor 39, Los Angeles, CA 90067
Registered with this firm since 8/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/20/2017 - 08/10/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
B
04/20/2017 - 08/10/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
IA
04/30/2015 - 04/26/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEVERLY HILLS, CA
B
04/30/2015 - 04/26/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEVERLY HILLS, CA
IA
12/19/2012 - 05/01/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CENTURY CITY, CA
B
12/14/2012 - 05/01/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CENTURY CITY, CA
IA
03/12/2012 - 01/09/2013 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
B
02/08/2012 - 01/09/2013 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.