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THERESE TAMAGNI
THERESE ELEANOR MOORE
CRD#: 5959359
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 17180 BERNARDO CENTER DRIVE
Suite 100
SAN DIEGO, CA 92128
Registration History
2014201520162017201820192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2015 - Present (9 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 1/25/2018

B
Montana 3/4/2024

B
California 3/10/2015

B
Nevada 7/7/2021

IA
California 3/10/2015

B
Texas 1/25/2018

B
Georgia 1/25/2018

B
Utah 12/3/2018

B
Idaho 9/24/2024

B
Washington 8/29/2022

B
Michigan 8/29/2022

B
Wyoming 8/29/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
17180 BERNARDO CENTER DRIVE Suite 100, SAN DIEGO, CA 92128
amona, CA
Registered with this firm since 3/10/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
17180 BERNARDO CENTER DRIVE Suite 100, SAN DIEGO, CA 92128
amona, CA
Registered with this firm since 6/12/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.