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TROY ALLEN GOURDE
TROY A GOURDE
CRD#: 5958759
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 Plymouth, MN
LPL FINANCIAL LLCCRD#: 6413 9800 SHELARD PKWY, #220
PLYMOUTH, MN 55441
PLYMOUTH, MN 55441
0
Disclosures
13
Years of Experience
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State Registrations
B
Arizona 11/14/2023
B
Minnesota 10/4/2013
B
Arkansas 4/16/2024
IA
Minnesota 3/16/2022
B
California 2/18/2021
B
North Carolina 4/17/2024
B
Florida 2/18/2021
B
Pennsylvania 2/18/2021
B
Iowa 2/18/2021
B
Rhode Island 7/9/2019
B
Kentucky 11/14/2023
IA
Texas 8/29/2024
B
Maryland 4/16/2024
B
Wisconsin 2/18/2021
B
Massachusetts 7/9/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
Registered with this firm since 10/4/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2014 - 07/25/2022 | PLYMOUTH, MN | |
B | 09/15/2011 - 10/18/2013 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.