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Detailed Report
Sean Patrick O'Neill
SEAN PATRICK ONEILL
CRD#: 5958163
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 465 C STREET
GALT, CA 95632
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Arizona 3/3/2014
B
New Mexico 7/18/2023
B
Arkansas 9/5/2023
B
Ohio 8/6/2020
B
California 9/13/2011
B
Oklahoma 7/21/2021
IA
California 11/28/2011
B
Oregon 7/30/2021
B
Colorado 3/11/2021
B
South Carolina 10/8/2024
B
Florida 5/21/2020
B
Tennessee 7/30/2019
B
Idaho 11/3/2014
B
Texas 6/1/2016
B
Iowa 2/25/2020
IA
Texas 1/9/2019
B
Kansas 10/8/2024
B
Utah 1/12/2021
B
Louisiana 9/5/2023
B
Virginia 4/19/2022
B
Minnesota 5/31/2018
B
Washington 2/3/2014
B
Montana 7/24/2023
B
Wisconsin 9/26/2019
B
Nevada 7/19/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
465 C STREET, GALT, CA 95632
Registered with this firm since 11/28/2011
B
EDWARD JONES (CRD#:250)
465 C STREET, GALT, CA 95632
Registered with this firm since 8/29/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.