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BRADLEY SCOT FRISK
BRADLEY S FRISK
CRD#: 5957389
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 555 Capitol Mall
Suite 747
Sacramento, CA 95814
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 555 Capitol Mall
Suite 747
Sacramento, CA 95814
Registration History
201220142016201820202022202420262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2014 - 2015 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (<1 year)IAMORGAN STANLEY (CRD# 149777)2015 - 2015 (<1 year)
Disclosure(s)
View By:
3/14/2024
Customer Dispute
Pending
3/10/2020
Customer Dispute
Denied
License(s)

State Registrations

B
California 6/30/2023

B
New York 3/28/2024

IA
California 6/30/2023

B
Texas 6/30/2023

B
Idaho 6/30/2023

IA
Texas 6/30/2023

B
Michigan 6/30/2023

B
Washington 6/30/2023

B
Nevada 6/30/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
555 Capitol Mall Suite 747, Sacramento, CA 95814
Registered with this firm since 6/30/2023

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
555 Capitol Mall Suite 747, Sacramento, CA 95814
Registered with this firm since 6/30/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/05/2017 - 07/11/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROSEVILLE, CA
B
01/04/2017 - 07/11/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROSEVILLE, CA
IA
04/22/2015 - 01/10/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) ROCKLIN, CA
B
04/22/2015 - 01/10/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) ROCKLIN, CA
IA
01/24/2015 - 03/09/2015 MORGAN STANLEY (CRD#:149777) Menlo Park, CA
B
10/23/2014 - 03/09/2015 MORGAN STANLEY (CRD#:149777) Menlo Park, CA
B
08/15/2011 - 07/26/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.