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ALEXANDRA NICOLE RASMUSSEN
ALEX N ALVILLAR, ALEXANDRA ALVILLAR, ALEXANDRA RASMUSSEN
CRD#: 5956559
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OSAIC WEALTH, INC.CRD#: 23131 LAGUNA NIGUEL, CA
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Disclosures
13
Years of Experience
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State Registrations
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California 10/6/2021
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New Mexico 3/6/2025
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California 3/6/2025
SRO Registrations
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Registered with this firm since 10/6/2021
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/15/2022 - 03/06/2025 | ALISO VIEJO, CA | |
B | 07/15/2022 - 03/06/2025 | ALISO VIEJO, CA | |
IA | 07/01/2016 - 07/15/2022 | Santa Ana, CA | |
B | 02/02/2016 - 07/15/2022 | Santa Ana, CA | |
IA | 07/07/2016 - 12/31/2021 | Santa Ana, CA | |
B | 10/01/2012 - 02/09/2016 | GARDEN GROVE, CA | |
B | 08/15/2011 - 10/01/2012 | LOS ALAMITOS, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.