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CHRIS DAVID NORTON
CHRIS D NORTON, CHRISTOPHER DAVID NORTON
CRD#: 5956437
IA
B
MORGAN STANLEYCRD#: 149777 8548 Rozita Lee Avenue
Suite 400
Las Vegas, NV 89113
Suite 400
Las Vegas, NV 89113
0
Disclosures
13
Years of Experience
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State Registrations
B
Alaska 5/10/2017
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Nevada 3/20/2014
B
Arizona 5/30/2014
B
Nevada 3/24/2014
B
California 6/18/2014
B
New Hampshire 11/21/2022
B
Colorado 4/29/2014
B
New Jersey 1/22/2020
B
Connecticut 1/3/2020
B
New Mexico 5/21/2014
B
Florida 6/18/2014
B
New York 10/26/2015
B
Georgia 6/16/2023
B
North Carolina 1/3/2020
B
Hawaii 11/2/2023
B
North Dakota 11/21/2022
B
Idaho 5/30/2014
B
Ohio 11/22/2022
B
Illinois 8/30/2022
B
Oregon 1/3/2020
B
Indiana 11/21/2022
B
Pennsylvania 11/16/2023
B
Iowa 12/19/2022
B
South Carolina 1/3/2020
B
Kansas 1/18/2023
B
South Dakota 11/23/2022
B
Kentucky 3/27/2020
B
Tennessee 11/13/2018
B
Maryland 1/3/2020
B
Texas 1/3/2020
B
Massachusetts 1/3/2020
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Texas 2/24/2020
B
Michigan 6/9/2020
B
Utah 7/14/2014
B
Minnesota 1/3/2020
B
Virginia 8/30/2022
B
Mississippi 11/23/2022
B
Washington 6/6/2014
B
Missouri 4/29/2014
B
West Virginia 11/21/2022
B
Montana 5/12/2017
B
Wisconsin 11/29/2022
B
Nebraska 11/23/2022
B
Wyoming 12/9/2020
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 3/6/2014
B
Registered with this firm since 2/20/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2012 - 12/11/2013 | LAS VEGAS, NV | |
B | 08/15/2011 - 10/01/2012 | LAS VEGAS, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.