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Detailed Report
Christopher Ramos Dominguez
CHRIS RAMOS DOMINGUEZ, CHRISTOPHER RAMOS DOMINGUEZ
CRD#: 5955647
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Imperial, MO
Registration History
201220142016201820202022202420262 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
Disclosure(s)
View By:
11/13/2024
Financial
Pending
9/6/2024
Financial
Pending
License(s)

State Registrations

B
Alabama 11/1/2022
B
Montana 11/1/2022
B
Alaska 11/1/2022
B
Nebraska 11/1/2022
B
Arizona 11/1/2022
B
Nevada 11/1/2022
B
Arkansas 11/1/2022
B
New Hampshire 11/1/2022
B
California 11/1/2022
B
New Jersey 11/1/2022
B
Colorado 11/1/2022
B
New Mexico 11/1/2022
B
Connecticut 11/1/2022
B
New York 11/1/2022
B
Delaware 11/1/2022
B
North Carolina 11/1/2022
B
District of Columbia 11/1/2022
B
North Dakota 11/1/2022
B
Florida 11/1/2022
B
Ohio 11/2/2022
B
Georgia 11/1/2022
B
Oklahoma 11/1/2022
B
Hawaii 11/1/2022
B
Oregon 11/1/2022
B
Idaho 11/1/2022
B
Pennsylvania 11/1/2022
B
Illinois 11/1/2022
B
Rhode Island 11/1/2022
B
Indiana 11/1/2022
B
South Carolina 11/1/2022
B
Iowa 11/1/2022
B
South Dakota 11/1/2022
B
Kansas 11/1/2022
B
Tennessee 11/1/2022
B
Kentucky 11/1/2022
B
Texas 11/1/2022
B
Louisiana 11/1/2022
IA
Texas 11/1/2022
B
Maine 11/1/2022
B
Utah 11/1/2022
B
Maryland 11/1/2022
B
Vermont 11/1/2022
B
Massachusetts 11/1/2022
B
Virginia 11/1/2022
B
Michigan 11/1/2022
B
Washington 11/1/2022
B
Minnesota 11/1/2022
B
West Virginia 11/1/2022
B
Mississippi 11/1/2022
B
Wisconsin 11/1/2022
B
Missouri 11/1/2022
B
Wyoming 11/1/2022
IA
Missouri 11/3/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Imperial, MO
Registered with this firm since 11/1/2022
B
EDWARD JONES (CRD#:250)
Imperial, MO
Registered with this firm since 11/1/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/02/2018 - 09/09/2022 EDWARD JONES (CRD#:250) CITRUS HEIGHTS, CA
B
 06/01/2018 - 09/09/2022 EDWARD JONES (CRD#:250) CITRUS HEIGHTS, CA
B
 10/01/2012 - 12/31/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) WEST LAKE, LA
B
 09/13/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAKE CHARLES, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.