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CHRISTOPHER W KOSMO
CHRISTOPHER KOSMO
CRD#: 5955630
IA
B
MORGAN STANLEYCRD#: 149777 16644 West Bernardo Drive
Suite 400
San Diego, CA 92127
Suite 400
San Diego, CA 92127
0
Disclosures
13
Years of Experience
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State Registrations
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Alabama 7/11/2024
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Nebraska 2/12/2021
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Alaska 7/11/2024
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Nevada 2/12/2021
B
Arizona 2/12/2021
B
New Hampshire 7/24/2023
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Arkansas 7/11/2024
B
New Jersey 2/12/2021
B
California 2/12/2021
B
New Mexico 7/11/2024
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California 2/12/2021
B
New York 5/26/2021
B
Colorado 2/12/2021
B
North Carolina 6/27/2023
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Connecticut 2/12/2021
B
North Dakota 7/11/2024
B
Delaware 7/11/2024
B
Ohio 2/12/2021
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District of Columbia 7/11/2024
B
Oklahoma 7/11/2024
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Florida 2/12/2021
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Oregon 2/27/2023
B
Georgia 7/19/2023
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Pennsylvania 2/12/2021
B
Hawaii 3/24/2022
B
Puerto Rico 7/11/2024
B
Idaho 2/12/2021
B
Rhode Island 7/11/2024
B
Illinois 6/27/2023
B
South Carolina 2/12/2021
B
Indiana 7/11/2024
B
South Dakota 7/11/2024
B
Iowa 7/11/2024
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Tennessee 6/22/2022
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Kansas 2/12/2021
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Texas 2/12/2021
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Kentucky 7/11/2024
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Texas 2/12/2021
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Louisiana 7/11/2024
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Utah 2/12/2021
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Maine 7/11/2024
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Vermont 7/19/2023
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Maryland 6/21/2023
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Virgin Islands 7/11/2024
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Massachusetts 2/12/2021
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Virginia 8/19/2021
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Michigan 7/11/2024
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Washington 2/12/2021
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Minnesota 7/11/2024
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West Virginia 7/11/2024
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Mississippi 7/11/2024
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Wisconsin 7/19/2023
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Missouri 7/11/2024
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Wyoming 7/11/2024
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Montana 7/11/2024
SRO Registrations
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Registered with this firm since 2/12/2021
B
Registered with this firm since 2/12/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/09/2011 - 02/19/2021 | SAN DIEGO, CA | |
B | 08/25/2011 - 02/19/2021 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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