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Detailed Report
AUSTIN WILLIAM SWEERUS
CRD#: 5955088
IA
Investment Adviser
B
Broker
FORTIS GROUP ADVISORS LLCCRD#: 290427 9 Professional Circle
Suite 204
Colts Neck, NJ 07722
LPL FINANCIAL LLCCRD#: 6413 9 PROFESSIONAL CIR STE 204
COLTS NECK, NJ 07722
Registration History
201220142016201820202022202420262 FIRMS2018 - Present (7 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)2011 - 2018 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2018 - 2019 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2018 - 2018 (<1 year)IAINVEST FINANCIAL CORPORATION (CRD# 12984)2012 - 2018 (6 years)
License(s)

State Registrations

B
New Jersey 2/14/2018
B
New York 2/14/2018
IA
New Jersey 2/21/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FORTIS GROUP ADVISORS LLC (CRD#:290427)
9 Professional Circle Suite 204, Colts Neck, NJ 07722
Registered with this firm since 2/21/2018
B
LPL FINANCIAL LLC (CRD#:6413)
9 PROFESSIONAL CIR STE 204, COLTS NECK, NJ 07722
Registered with this firm since 2/14/2018
Previous Registration(s)
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IA
 09/04/2018 - 02/28/2019 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 02/14/2018 - 07/17/2018 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 01/09/2012 - 02/20/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) FREEHOLD, NJ
B
 12/02/2011 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) FREEHOLD, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.