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Detailed Report
CHAD JAY HORNE
CRD#: 5954889
IA
Investment Adviser
B
Broker
STRATOS WEALTH PARTNERS, LTDCRD#: 153184 3165 E. Millrock Drive
Suite 101
Holladay, UT 84121
LPL FINANCIAL LLCCRD#: 6413 3165 E. MILLROCK DR STE 100
HOLLADAY, UT 84121
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2022 (10 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - 2022 (10 years)
License(s)

State Registrations

B
Alabama 3/1/2022
B
Missouri 2/15/2022
B
Arizona 2/15/2022
B
Montana 2/15/2022
B
California 2/15/2022
B
Nebraska 2/22/2022
B
Colorado 2/15/2022
B
Nevada 2/15/2022
B
Connecticut 2/15/2022
B
New Hampshire 2/15/2022
B
Delaware 2/15/2022
B
New Mexico 2/15/2022
B
Florida 2/15/2022
B
New York 2/15/2022
B
Georgia 10/27/2022
B
North Carolina 2/15/2022
B
Hawaii 2/15/2022
B
Oregon 2/15/2022
B
Idaho 2/15/2022
B
Pennsylvania 2/15/2022
B
Illinois 2/15/2022
B
South Carolina 2/15/2022
B
Indiana 2/15/2022
B
Texas 2/15/2022
B
Iowa 2/15/2022
IA
Texas 2/15/2022
B
Kansas 2/15/2022
B
Utah 2/15/2022
B
Kentucky 2/15/2022
IA
Utah 2/15/2022
B
Louisiana 11/3/2023
B
Virginia 2/15/2022
B
Maine 2/15/2022
B
Washington 2/15/2022
B
Massachusetts 2/15/2022
B
Wisconsin 2/15/2022
B
Michigan 2/15/2022
B
Wyoming 2/15/2022
B
Minnesota 2/18/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATOS WEALTH PARTNERS, LTD (CRD#:153184)
3165 E. Millrock Drive Suite 101, Holladay, UT 84121
Registered with this firm since 2/15/2022
B
LPL FINANCIAL LLC (CRD#:6413)
3165 E. MILLROCK DR STE 100, HOLLADAY, UT 84121
Registered with this firm since 2/15/2022
Previous Registration(s)
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IA
 01/03/2012 - 02/24/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
B
 10/14/2011 - 02/24/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.