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Detailed Report
JAMES CLARK TOBIN
CRD#: 5954662
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 CASTLE PINES, CO
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 9185 EAST WESTVIEW ROAD
LONE TREE, CO 80124
Registration History
200420062008201020122014201620182020202220242026IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - Present (13 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2025 (6 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (6 years)
Disclosure(s)
View By:
9/12/2003
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/10/2022
B
Michigan 3/1/2018
B
Arizona 1/12/2012
B
Minnesota 8/11/2020
B
Arkansas 1/7/2019
B
Missouri 8/5/2015
B
California 3/17/2014
B
Nevada 5/11/2020
B
Colorado 9/14/2011
B
North Carolina 5/9/2014
IA
Colorado 3/31/2025
B
Oregon 1/10/2019
B
District of Columbia 4/12/2023
B
Tennessee 3/17/2014
B
Florida 4/23/2014
B
Texas 1/17/2012
B
Georgia 11/10/2020
IA
Texas 3/31/2025
B
Hawaii 5/22/2020
B
Utah 10/12/2021
B
Illinois 5/9/2014
B
Virginia 1/7/2019
B
Maine 4/24/2020
B
Washington 8/5/2020
B
Maryland 6/7/2021
B
West Virginia 1/14/2020
B
Massachusetts 4/10/2019
B
Wyoming 9/21/2011

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
CASTLE PINES, CO
9185 EAST WESTVIEW ROAD, LONE TREE, CO 80124-5134
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
9185 EAST WESTVIEW ROAD, LONE TREE, CO 80124
CASTLE PINES, CO
Registered with this firm since 9/13/2011
Previous Registration(s)
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IA
 07/13/2018 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) LONE TREE, CO
IA
 03/01/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) LONE TREE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.