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MICHAEL F BARNES
MICHAEL FRANCIS BARNES
CRD#: 5954585
IA
B
EATON VANCE MANAGEMENTCRD#: 104859 ONE POST OFFICE SQUARE
BOSTON, MA 02109
BOSTON, MA 02109
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 1 Post Office Square
BOSTON, MA 02109
BOSTON, MA 02109
0
Disclosures
11
Years of Experience
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State Registrations
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Alabama 9/16/2022
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Montana 9/16/2022
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Alaska 9/16/2022
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Nebraska 9/16/2022
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Arizona 9/16/2022
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Nevada 9/16/2022
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Arkansas 9/16/2022
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New Hampshire 9/16/2022
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California 9/16/2022
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New Jersey 9/16/2022
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Colorado 9/16/2022
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New Mexico 9/16/2022
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Connecticut 9/16/2022
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New York 9/16/2022
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Delaware 9/16/2022
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North Carolina 9/16/2022
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District of Columbia 9/16/2022
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North Dakota 9/16/2022
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Florida 9/16/2022
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Ohio 9/16/2022
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Georgia 9/16/2022
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Oklahoma 9/16/2022
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Hawaii 9/16/2022
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Oregon 9/16/2022
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Idaho 9/16/2022
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Pennsylvania 9/16/2022
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Illinois 9/16/2022
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Puerto Rico 9/16/2022
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Indiana 9/16/2022
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Rhode Island 9/16/2022
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Iowa 9/16/2022
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South Carolina 9/16/2022
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Kansas 9/16/2022
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South Dakota 9/16/2022
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Kentucky 9/16/2022
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Tennessee 9/16/2022
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Louisiana 9/16/2022
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Texas 9/16/2022
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Maine 9/16/2022
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Utah 9/16/2022
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Maryland 9/16/2022
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Vermont 9/16/2022
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Massachusetts 9/16/2022
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Virginia 9/16/2022
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Massachusetts 9/27/2022
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Washington 9/16/2022
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Michigan 9/16/2022
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West Virginia 9/16/2022
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Minnesota 9/16/2022
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Wisconsin 9/16/2022
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Mississippi 9/16/2022
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Wyoming 9/16/2022
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Missouri 9/16/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 9/27/2022
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Registered with this firm since 9/16/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/28/2022 - 08/26/2022 | BOSTON, MA | |
B | 04/18/2018 - 08/26/2022 | BOSTON, MA | |
B | 12/12/2017 - 02/12/2018 | SAN RAFAEL, CA | |
B | 10/25/2011 - 12/04/2015 | BOSTON, MA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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