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Detailed Report
JOEL HARRIS SAMUELS
CRD#: 5954356
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 9042 Garfield Ave Ste 315
Huntington Beach, CA 92646
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 9042 GARFIELD AVE
#315
HUNTINGTON BEACH, CA 92646
Registration History
20122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2018 - Present (6 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2011 - Present (13 years)
Disclosure(s)
View By:
6/13/2019
Financial
Final
License(s)

State Registrations

IA
Arizona 5/30/2024
B
California 8/15/2011
B
Arizona 6/3/2024
IA
California 10/26/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
9042 Garfield Ave Ste 315, Huntington Beach, CA 92646
Fountain Hills, AZ
Registered with this firm since 10/26/2018
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
9042 GARFIELD AVE #315, HUNTINGTON BEACH, CA 92646
Fountain Hills, AZ
Registered with this firm since 8/1/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.