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CHANTAL MOYER
CHANTAL RHEA MORALES, CHANTAL MORALES, Chantal Rhea Moyer
CRD#: 5954163
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Millsboro, DE
Registration History
201220142016201820202022202420262 FIRMS2019 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2019 (7 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2019 (2 years)
License(s)

State Registrations

B
Delaware 5/26/2020

B
Florida 5/18/2021

IA
Delaware 6/30/2021

IA
Florida 9/18/2024

B
District of Columbia 3/1/2019

B
North Carolina 1/26/2024

IA
District of Columbia 3/11/2019

B
Pennsylvania 9/30/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Millsboro, DE
Registered with this firm since 3/11/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Millsboro, DE
Registered with this firm since 3/1/2019

Previous Registration(s)
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IA
04/19/2016 - 02/22/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) REHOBOTH BEACH, DE
B
09/13/2011 - 02/22/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) REHOBOTH BEACH, DE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.