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ANIL KAPOOR JR
ANIL KAPOOR, ANIL KAPOOR JR
CRD#: 5952370
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Alabama 6/12/2015

B
Nebraska 6/12/2015

B
Alaska 6/12/2015

B
Nevada 6/12/2015

B
Arizona 6/12/2015

B
New Hampshire 6/12/2015

B
Arkansas 6/12/2015

B
New Jersey 11/15/2013

B
California 6/12/2015

B
New Mexico 6/12/2015

B
Colorado 6/12/2015

B
New York 11/15/2013

B
Connecticut 6/12/2015

B
North Carolina 1/6/2014

B
Delaware 11/15/2013

B
North Dakota 6/12/2015

B
District of Columbia 11/15/2013

B
Ohio 6/12/2015

B
Florida 11/15/2013

B
Oklahoma 6/12/2015

B
Georgia 6/12/2015

B
Oregon 6/12/2015

B
Hawaii 6/12/2015

B
Pennsylvania 11/15/2013

B
Idaho 6/12/2015

B
Puerto Rico 7/16/2015

B
Illinois 6/12/2015

B
Rhode Island 6/12/2015

B
Indiana 6/12/2015

B
South Carolina 6/12/2015

B
Iowa 6/12/2015

B
South Dakota 6/12/2015

B
Kansas 6/12/2015

B
Tennessee 6/12/2015

B
Kentucky 6/12/2015

B
Texas 6/12/2015

B
Louisiana 6/12/2015

IA
Texas 6/26/2015

B
Maine 6/12/2015

B
Utah 6/12/2015

B
Maryland 11/15/2013

B
Vermont 6/12/2015

B
Massachusetts 6/12/2015

B
Virgin Islands 7/23/2015

B
Michigan 11/15/2013

B
Virginia 11/15/2013

IA
Michigan 1/30/2015

B
Washington 6/12/2015

B
Minnesota 6/12/2015

B
West Virginia 11/15/2013

B
Mississippi 6/12/2015

B
Wisconsin 6/12/2015

B
Missouri 6/12/2015

B
Wyoming 6/12/2015

B
Montana 6/12/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Highland, MI
Registered with this firm since 11/15/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Highland, MI
Registered with this firm since 11/15/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/17/2012 - 11/25/2013 MORGAN STANLEY (CRD#:149777) MCLEAN, VA
B
11/30/2012 - 11/25/2013 MORGAN STANLEY (CRD#:149777) MCLEAN, VA
B
09/07/2012 - 11/08/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) VIRGINIA BEACH, VA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.