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EMILY KATHRYN BARBE
Emily Barbe
CRD#: 5952213
IA
Investment Adviser
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Previous Broker
FAAVCRD#: 325450 MIAMI, FL
Registration History
201220142016201820202022202420262 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - 2023 (1 year)IAFAAV (CRD# 325450)2023 - Present (1 year)
License(s)

State Registrations

IA
Florida 6/26/2023

IA
New York 4/8/2024

Current Registration(s)
IA
FAAV (CRD#:325450)
MIAMI, FL
Registered with this firm since 6/26/2023

Previous Registration(s)
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IA
10/21/2021 - 02/09/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
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10/21/2021 - 02/09/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
IA
11/27/2012 - 10/22/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
08/21/2012 - 10/22/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.