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CORY DAVID WADE
CRD#: 5951902
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 SARASOTA, FL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3630 PEACHTREE ROAD NE
SUITE 100 - 900
ATLANTA, GA 30326-1568
Registration History
20132014201520162017201820192020202120222023202420253 FIRMS2015 - 2020 (5 years)2 FIRMS2020 - Present (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - 2015 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 4/24/2020

B
Montana 4/27/2020

B
Alaska 5/3/2024

B
Nebraska 5/8/2020

B
Arizona 4/24/2020

B
Nevada 5/11/2020

B
Arkansas 4/28/2020

B
New Hampshire 7/10/2020

B
California 4/24/2020

B
New Jersey 4/24/2020

B
Colorado 4/24/2020

B
New Mexico 4/27/2020

B
Connecticut 4/24/2020

B
New York 5/15/2020

B
Delaware 4/28/2020

B
North Carolina 4/24/2020

B
District of Columbia 4/30/2020

B
North Dakota 4/27/2020

B
Florida 7/15/2020

B
Ohio 4/24/2020

B
Georgia 4/24/2020

B
Oklahoma 4/27/2020

IA
Georgia 5/7/2020

B
Oregon 4/28/2020

B
Hawaii 3/1/2024

B
Pennsylvania 4/27/2020

B
Idaho 4/28/2020

B
Rhode Island 4/27/2020

B
Illinois 4/24/2020

B
South Carolina 4/24/2020

B
Indiana 4/24/2020

B
South Dakota 5/5/2020

B
Iowa 4/29/2020

B
Tennessee 4/24/2020

B
Kansas 5/4/2020

B
Texas 4/24/2020

B
Kentucky 4/24/2020

IA
Texas 5/6/2022

B
Louisiana 4/27/2020

B
Utah 4/27/2020

B
Maine 4/27/2020

B
Vermont 4/27/2020

B
Maryland 4/27/2020

B
Virginia 5/4/2020

B
Massachusetts 7/15/2020

B
Washington 4/27/2020

B
Michigan 4/24/2020

B
West Virginia 5/5/2020

B
Minnesota 4/28/2020

B
Wisconsin 4/24/2020

B
Mississippi 4/28/2020

B
Wyoming 4/27/2020

B
Missouri 4/27/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
SARASOTA, FL
Registered with this firm since 5/7/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3630 PEACHTREE ROAD NE SUITE 100 - 900, ATLANTA, GA 30326-1568
CLARKSTON, GA
Registered with this firm since 4/24/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/16/2015 - 04/21/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) ALPHARETTA, GA
IA
04/16/2015 - 04/21/2020 TD AMERITRADE, INC. (CRD#:7870) ALPHARETTA, GA
B
04/16/2015 - 04/21/2020 TD AMERITRADE, INC. (CRD#:7870) ALPHARETTA, GA
IA
11/05/2014 - 04/17/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
B
09/16/2013 - 04/17/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.