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ANDREW J COOK JR
ANDREW JOSEPH COOK, ANDREW COOK JR
CRD#: 5951720
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 196 2ND AVE
GLOVERSVILLE, NY 12078
Registration History
201220142016201820202022202420262 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 4/12/2019

B
New Mexico 4/12/2019

B
California 4/12/2019

B
New York 4/12/2019

B
Colorado 4/12/2019

IA
New York 7/27/2021

B
Connecticut 4/12/2019

B
North Carolina 4/12/2019

IA
Connecticut 4/12/2019

B
Ohio 1/4/2023

B
Delaware 1/14/2023

B
Oregon 4/12/2019

B
Florida 4/12/2019

B
Pennsylvania 4/15/2019

B
Georgia 4/12/2019

B
Rhode Island 6/25/2019

B
Hawaii 6/25/2019

B
South Carolina 4/12/2019

B
Indiana 7/22/2024

B
Tennessee 4/12/2019

B
Kentucky 1/6/2025

B
Texas 4/12/2019

B
Maine 4/12/2019

IA
Texas 4/12/2019

B
Maryland 4/12/2019

B
Utah 3/30/2021

B
Massachusetts 4/12/2019

B
Vermont 4/12/2019

B
Michigan 4/12/2019

B
Virgin Islands 9/25/2024

B
Missouri 1/16/2024

B
Virginia 4/12/2019

B
Montana 6/25/2019

B
Washington 12/8/2023

B
New Hampshire 6/25/2019

B
Wisconsin 6/25/2019

B
New Jersey 4/12/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
196 2ND AVE, GLOVERSVILLE, NY 12078
Registered with this firm since 4/12/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
196 2ND AVE, GLOVERSVILLE, NY 12078
Registered with this firm since 4/12/2019

Previous Registration(s)
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IA
02/22/2012 - 04/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LATHAM, NY
B
01/10/2012 - 04/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LATHAM, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.