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DAVID CHARLES STEGER
DAVID C. STEGER
CRD#: 5951596
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 200 W ADAMS ST STE 2450
CHICAGO, IL 60606
Registration History
201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BNEW ENGLAND SECURITIES (CRD# 615)2011 - 2015 (3 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2012 - 2015 (2 years)
License(s)

State Registrations

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Arizona 3/11/2020

B
New Jersey 3/11/2020

B
California 3/11/2020

B
North Carolina 2/17/2021

B
Florida 3/11/2020

B
Oregon 8/28/2023

B
Illinois 3/11/2020

B
Texas 1/30/2023

IA
Illinois 3/11/2020

IA
Texas 10/25/2024

B
Indiana 3/11/2020

B
Washington 3/11/2020

B
Maryland 3/11/2020

B
Wisconsin 3/11/2020

B
Missouri 7/9/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
200 W ADAMS ST STE 2450, CHICAGO, IL 60606
Registered with this firm since 3/11/2020

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LPL FINANCIAL LLC (CRD#:6413)
200 W ADAMS ST STE 2450, CHICAGO, IL 60606
Registered with this firm since 3/11/2020

Previous Registration(s)
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03/25/2017 - 03/13/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) CHICAGO, IL
B
03/25/2017 - 03/13/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) CHICAGO, IL
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHICAGO, IL
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHICAGO, IL
IA
04/20/2012 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) CHICAGO, IL
B
10/12/2011 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) CHICAGO, IL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.