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SAMUEL DONALD ALDRICH
SAM D ALDRICH, SAMUEL D ALDRICH, SAMUEL ALDRICH
CRD#: 5951321
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1530 WESTLAKE AVE N STE 700
SEATTLE, WA 98109
Registration History
201220142016201820202022202420262 FIRMS2011 - 2021 (9 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 7/21/2021

B
Minnesota 9/26/2024

B
California 7/21/2021

B
Montana 7/21/2021

B
Colorado 7/21/2021

B
Nebraska 1/25/2022

B
Connecticut 1/25/2022

B
Oregon 7/21/2021

B
Florida 7/21/2021

B
Tennessee 7/21/2021

B
Idaho 7/21/2021

B
Texas 1/13/2022

B
Indiana 6/4/2024

B
Utah 1/25/2022

B
Kansas 7/21/2021

B
Virginia 1/25/2022

B
Louisiana 9/7/2023

B
Washington 7/21/2021

B
Maryland 1/25/2022

IA
Washington 7/21/2021

B
Massachusetts 7/21/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1530 WESTLAKE AVE N STE 700, SEATTLE, WA 98109
Registered with this firm since 7/21/2021

B
LPL FINANCIAL LLC (CRD#:6413)
1530 WESTLAKE AVE N STE 700, SEATTLE, WA 98109
Registered with this firm since 7/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2011 - 07/21/2021 WADDELL & REED (CRD#:866) SEATTLE, WA
B
09/08/2011 - 07/21/2021 WADDELL & REED (CRD#:866) SEATTLE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.