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BRIANNE ELIZABETH SOSCIA MS.
BRIANNE SOSCIA
CRD#: 5950921
IA
B
THE WEALTH CONSULTING GROUPCRD#: 173194 8925 W POST ROAD SUITE 200
LAS VEGAS, NV 89148
LAS VEGAS, NV 89148
LPL FINANCIAL LLCCRD#: 6413 8925 W. POST RD 2ND FLOOR
LAS VEGAS, NV 89148
LAS VEGAS, NV 89148
0
Disclosures
13
Years of Experience
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State Registrations
B
California 2/9/2012
B
Missouri 7/12/2012
B
Colorado 2/9/2012
B
Nevada 8/31/2011
B
Florida 8/13/2012
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Nevada 12/7/2018
B
Idaho 1/6/2025
B
North Carolina 1/15/2016
B
Illinois 5/30/2024
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Texas 11/30/2018
B
Massachusetts 5/10/2012
B
Virginia 7/12/2012
B
Michigan 4/3/2018
B
Washington 6/29/2012
SRO Registrations
B
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Registered with this firm since 11/30/2018
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Registered with this firm since 8/29/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2012 - 12/06/2018 | Las Vegas, NV | |
IA | 07/27/2012 - 03/27/2013 | LAS VEGAS, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.