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Detailed Report
RANDEL GUERRA MORRIS JR.
RANDEL GUERRA MORRIS JR, RANDY MORRIS, Randel Guerra Morris
CRD#: 5950794
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1680 WASHINGTON RD.,STE H
PITTSBURGH, PA 15241
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1680 WASHINGTON RD.,STE H
PITTSBURGH, PA 15241
Registration History
201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - Present (8 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2018 - 2018 (<1 year)IAABSOLUTE CAPITAL MANAGEMENT, LLC (CRD# 121484)2015 - 2017 (1 year)
License(s)

State Registrations

B
Alabama 9/6/2023
B
Nevada 4/23/2020
B
Arizona 8/8/2020
B
New Hampshire 5/20/2020
B
Arkansas 7/17/2020
B
New Jersey 8/17/2020
B
California 8/16/2021
B
New Mexico 9/6/2023
B
Colorado 9/6/2023
B
New York 4/23/2020
B
Connecticut 3/4/2022
B
North Carolina 11/26/2018
B
Delaware 3/25/2023
B
Ohio 2/28/2017
B
District of Columbia 8/8/2020
B
Oklahoma 4/9/2021
B
Florida 2/27/2017
B
Oregon 8/8/2020
B
Georgia 4/23/2020
B
Pennsylvania 3/13/2017
B
Hawaii 12/17/2024
IA
Pennsylvania 7/13/2018
B
Illinois 9/6/2023
B
Rhode Island 9/6/2023
B
Indiana 8/8/2020
B
South Carolina 6/23/2021
B
Iowa 9/6/2023
B
Tennessee 6/23/2021
B
Kansas 9/6/2023
B
Texas 8/14/2018
B
Kentucky 9/6/2023
IA
Texas 9/19/2018
B
Louisiana 9/6/2023
B
Utah 3/25/2023
B
Maine 9/30/2019
B
Vermont 9/6/2023
B
Maryland 11/6/2018
B
Virgin Islands 9/6/2023
B
Massachusetts 10/1/2019
B
Virginia 11/17/2020
B
Michigan 6/23/2021
B
Washington 8/13/2021
B
Minnesota 9/6/2023
B
West Virginia 3/13/2017
B
Missouri 9/6/2023
B
Wisconsin 9/6/2023
B
Montana 7/8/2022
B
Wyoming 9/6/2023
B
Nebraska 9/6/2023

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1680 WASHINGTON RD.,STE H, PITTSBURGH, PA 15241
CRANBERRY TOWNSHIP, PA
Registered with this firm since 7/13/2018
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1680 WASHINGTON RD.,STE H, PITTSBURGH, PA 15241
CRANBERRY TOWNSHIP, PA
Registered with this firm since 2/13/2017
Previous Registration(s)
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IA
 05/15/2018 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) PITTSBURGH, PA
IA
 11/13/2015 - 01/03/2017 ABSOLUTE CAPITAL MANAGEMENT, LLC (CRD#:121484) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.