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RANDEL GUERRA MORRIS JR.
RANDEL GUERRA MORRIS JR, RANDY MORRIS, Randel Guerra Morris
CRD#: 5950794
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1680 WASHINGTON RD.,STE H
PITTSBURGH, PA 15241
PITTSBURGH, PA 15241
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1680 WASHINGTON RD.,STE H
PITTSBURGH, PA 15241
PITTSBURGH, PA 15241
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 9/6/2023
B
Nevada 4/23/2020
B
Arizona 8/8/2020
B
New Hampshire 5/20/2020
B
Arkansas 7/17/2020
B
New Jersey 8/17/2020
B
California 8/16/2021
B
New Mexico 9/6/2023
B
Colorado 9/6/2023
B
New York 4/23/2020
B
Connecticut 3/4/2022
B
North Carolina 11/26/2018
B
Delaware 3/25/2023
B
Ohio 2/28/2017
B
District of Columbia 8/8/2020
B
Oklahoma 4/9/2021
B
Florida 2/27/2017
B
Oregon 8/8/2020
B
Georgia 4/23/2020
B
Pennsylvania 3/13/2017
B
Hawaii 12/17/2024
IA
Pennsylvania 7/13/2018
B
Illinois 9/6/2023
B
Rhode Island 9/6/2023
B
Indiana 8/8/2020
B
South Carolina 6/23/2021
B
Iowa 9/6/2023
B
Tennessee 6/23/2021
B
Kansas 9/6/2023
B
Texas 8/14/2018
B
Kentucky 9/6/2023
IA
Texas 9/19/2018
B
Louisiana 9/6/2023
B
Utah 3/25/2023
B
Maine 9/30/2019
B
Vermont 9/6/2023
B
Maryland 11/6/2018
B
Virgin Islands 9/6/2023
B
Massachusetts 10/1/2019
B
Virginia 11/17/2020
B
Michigan 6/23/2021
B
Washington 8/13/2021
B
Minnesota 9/6/2023
B
West Virginia 3/13/2017
B
Missouri 9/6/2023
B
Wisconsin 9/6/2023
B
Montana 7/8/2022
B
Wyoming 9/6/2023
B
Nebraska 9/6/2023
SRO Registrations
B
B
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IA
Registered with this firm since 7/13/2018
B
Registered with this firm since 2/13/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/15/2018 - 07/13/2018 | PITTSBURGH, PA | |
IA | 11/13/2015 - 01/03/2017 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.