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TODD S MCCAFFRAY
CRD#: 5950199
IA
B
HARBOUR INVESTMENTS, INC.CRD#: 19258 120 5th Ave S. #B
Edmonds, WA 98020
Edmonds, WA 98020
0
Disclosures
9
Years of Experience
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State Registrations
B
Washington 7/13/2022
IA
Washington 7/13/2022
SRO Registrations
B
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IA
Registered with this firm since 7/13/2022
B
Registered with this firm since 7/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/04/2020 - 07/08/2022 | SEATTLE, WA | |
B | 09/20/2017 - 07/08/2022 | Seattle, WA | |
B | 09/17/2014 - 02/27/2017 | MONTPELIER, VT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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