• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Sarah Dupuy-Rasmussen
Sarah Leigh DuPuy, Sarah Leigh DuPuy-Rasmussen
CRD#: 5949037
IA
Investment Adviser
B
Broker
FIFTH THIRD SECURITIES, INC.CRD#: 628 4005 HAMILTON CLEVES ROAD
HAMILTON, OH 45014
Registration History
201220142016201820202022202420262 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2011 - 2021 (9 years)IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2015 - 2021 (6 years)
License(s)

State Registrations

B
California 1/24/2023

B
Ohio 10/19/2021

B
Florida 1/24/2023

IA
Ohio 10/19/2021

B
Indiana 1/24/2023

B
Virginia 1/24/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIFTH THIRD SECURITIES, INC. (CRD#:628)
4005 HAMILTON CLEVES ROAD, HAMILTON, OH 45014
902 N.W. WASHINGTON BLVD, HAMILTON, OH 45013
Registered with this firm since 10/19/2021

B
FIFTH THIRD SECURITIES, INC. (CRD#:628)
4005 HAMILTON CLEVES ROAD, HAMILTON, OH 45014
902 N.W. WASHINGTON BLVD, HAMILTON, OH 45013
Registered with this firm since 10/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/30/2021 - 10/08/2021 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) WEST CHESTER, OH
B
05/28/2021 - 10/08/2021 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) WEST CHESTER, OH
IA
04/06/2015 - 05/28/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) WEST CHESTER, OH
B
07/12/2011 - 05/28/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) WEST CHESTER, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.