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Detailed Report
SCOTT ELLIOTT MILLER
CRD#: 5948011
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 301 E COLORADO BOULEVARD
SUITE 500
PASADENA, CA 91101
Registration History
2017201820192020202120222023202420252026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2017 - Present (7 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2018 - Present (7 years)IARNC GENTER CAPITAL MANAGEMENT (CRD# 108618)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Arizona 5/3/2019
B
Nevada 2/28/2025
IA
California 8/23/2017
B
New Mexico 12/5/2024
B
California 5/7/2018
B
New York 2/22/2024
B
Montana 1/27/2021
B
South Carolina 5/3/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
301 E COLORADO BOULEVARD SUITE 500, PASADENA, CA 91101
Registered with this firm since 8/23/2017
B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
301 E COLORADO BOULEVARD SUITE 500, PASADENA, CA 91101
Registered with this firm since 3/1/2018
Previous Registration(s)
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IA
 03/09/2017 - 02/14/2018 RNC GENTER CAPITAL MANAGEMENT (CRD#:108618) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.