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RICKY LEE GIBSON JR
RICK L GIBSON, RICKY LEE GIBSON
CRD#: 5947678
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Investment Adviser
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Previous Broker
MERCER GLOBAL ADVISORS INC.CRD#: 147363 8614 Westwood Center Dr Suite 750
Vienna, VA 22182
Registration History
2014201520162017201820192020202120222023202420252026IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2014 - 2015 (<1 year)IAWEST FINANCIAL SERVICES, INC. (CRD# 137497)2019 - 2022 (2 years)
License(s)

State Registrations

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Virginia 10/14/2022

Current Registration(s)
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MERCER GLOBAL ADVISORS INC. (CRD#:147363)
8614 Westwood Center Dr Suite 750, Vienna, VA 22182
Registered with this firm since 10/14/2022

Previous Registration(s)
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10/09/2019 - 09/23/2022 WEST FINANCIAL SERVICES, INC. (CRD#:137497) MCLEAN, VA
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10/27/2014 - 09/11/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) FAIRFAX, VA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.