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Detailed Report
MATTHEW LEONARD PURDY
MATT L PURDY, MATT PURDY
CRD#: 5947492
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4011 DAVIS DR
MORRISVILLE, NC 27560
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
California 11/7/2011
B
New York 11/6/2014
B
Colorado 4/12/2024
B
North Carolina 9/19/2011
B
Florida 11/7/2011
IA
North Carolina 9/19/2011
B
Georgia 11/7/2011
B
Ohio 11/8/2011
B
Illinois 2/3/2025
B
South Carolina 11/7/2011
B
Indiana 2/9/2024
B
Virginia 11/7/2011
B
Maryland 11/7/2011
B
West Virginia 2/9/2024
B
Minnesota 5/20/2025

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4011 DAVIS DR, MORRISVILLE, NC 27560
13160 STRICKLAND RD, RALEIGH, NC 27613
Registered with this firm since 9/19/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4011 DAVIS DR, MORRISVILLE, NC 27560
13160 STRICKLAND RD, RALEIGH, NC 27613
Registered with this firm since 8/26/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.