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Evan Andrew Mattern
CRD#: 5947277
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2344 Washington Street
2nd Floor
Newton Lower Falls, MA 02462
2nd Floor
Newton Lower Falls, MA 02462
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2344 Washington Street
2nd Floor
Newton Lower Falls, MA 02462
2nd Floor
Newton Lower Falls, MA 02462
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Alaska 10/29/2024
B
New Hampshire 3/28/2024
B
Arizona 10/29/2024
B
New Jersey 3/28/2024
B
California 3/28/2024
B
New Mexico 10/29/2024
B
Colorado 3/28/2024
B
New York 3/28/2024
B
Connecticut 3/28/2024
B
North Carolina 4/1/2024
B
District of Columbia 3/28/2024
B
Oregon 10/29/2024
B
Florida 3/28/2024
B
Pennsylvania 3/28/2024
B
Georgia 3/28/2024
B
Rhode Island 3/28/2024
B
Hawaii 3/28/2024
B
South Carolina 3/28/2024
B
Illinois 3/28/2024
B
Texas 3/28/2024
B
Indiana 3/28/2024
IA
Texas 3/28/2024
B
Maine 3/28/2024
B
Vermont 10/29/2024
B
Maryland 3/28/2024
B
Virginia 10/29/2024
B
Massachusetts 3/28/2024
B
Washington 3/28/2024
IA
Massachusetts 4/2/2024
B
West Virginia 3/28/2024
B
Michigan 6/24/2024
B
Wisconsin 3/28/2024
B
Minnesota 10/29/2024
B
Wyoming 10/29/2024
B
Montana 11/21/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/28/2024
B
Registered with this firm since 3/28/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/06/2019 - 03/28/2024 | NEWTON LOWER FALLS, MA | |
B | 08/10/2017 - 03/28/2024 | NEWTON LOWER FALLS, MA | |
B | 03/21/2017 - 07/31/2017 | WALTHAM, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.