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Detailed Report
BOBBY LEE BUSBY
CRD#: 5945800
IA
Investment Adviser
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Previous Broker
JOHNSON STERLING, INC.CRD#: 106379 820 SHADES CREEK PARKWAY
SUITE 3200
BIRMINGHAM, AL 35209
Registration History
20122014201620182020202220242026IAJOHNSON STERLING, INC. (CRD# 106379)2018 - Present (6 years)BHORACE MANN INVESTORS, INC. (CRD# 11643)2011 - 2017 (6 years)
License(s)

State Registrations

IA
Alabama 6/6/2018
Current Registration(s)
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JOHNSON STERLING, INC. (CRD#:106379)
820 SHADES CREEK PARKWAY SUITE 3200, BIRMINGHAM, AL 35209
Registered with this firm since 6/6/2018
Previous Registration(s)
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 09/24/2011 - 11/03/2017 HORACE MANN INVESTORS, INC. (CRD#:11643) BATON ROUGE, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.