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PAUL STEVEN OCHOA-ALBELO
CRD#: 5944176
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 10/15/2012

B
Iowa 4/18/2013

B
California 1/4/2021

B
Michigan 10/15/2012

B
District of Columbia 1/4/2021

B
New Jersey 1/4/2021

B
Florida 10/15/2012

B
Tennessee 1/4/2021

B
Illinois 9/26/2012

IA
Texas 3/22/2013

IA
Illinois 9/26/2012

B
Wisconsin 10/15/2012

B
Indiana 10/15/2012

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 9/26/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 8/21/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.